By Meryl E. Wiener; A discussion of the Private Fund Adviser Risk Alert, published on Jan. 27, 2022 by the Division of Examinations of the SEC, which supplemented the compliance deficiencies observed in its earlier (2020) examination of registered investment advisers that manage private funds.
For more: https://www.wbny.com/2022-Observations-of-Examinations-of-Private-Fund-Advisers